Sheng Li

Ameriprise Financial Services, LLC

Minneapolis, MN

CRD 7248199

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2020-07-20
MN	RA	APPROVED	2020-06-26
TX	RA	APPROVED	2020-06-26

WI RA
APPROVED

Since 2020-07-20
MN RA
APPROVED

Since 2020-06-26
TX RA
APPROVED

Since 2020-06-26

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Llc	Minneapolis	MN	04/2020	Present
King Buffet	Marinette	WI	01/2018	03/2020
Unemployed	Coppet		11/2017	12/2017
Comtogether	Gland		06/2017	10/2017
Franklin University Switzerland	Lugano		08/2016	05/2017

04/2020 → Present

Ameriprise Financial Services Llc

Minneapolis, MN
01/2018 → 03/2020

King Buffet

Marinette, WI
11/2017 → 12/2017

Unemployed

Coppet
06/2017 → 10/2017

Comtogether

Gland
08/2016 → 05/2017

Franklin University Switzerland

Lugano

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-19

S66 Uniform Combined State Law Examination

2020-06-19

Other Names

Sheng Li

View on SEC IAPD

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