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Current Employers
Curran Wealth Management

30 S. Pearl Street, 9Th Floor, Albany, NY 12207 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-30
  • NY RA
    APPROVED
    Since 2021-08-30

Branch Locations

30 S. Pearl Street, 9Th Floor, Albany, NY 12207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Albany NY 04/2007 10/2016
Cimas, Llc Albany NY 12/2016 Present
Cim, Llc Albany NY 12/2016 11/2021
Cim, Llc Albany NY 11/2021 Present
  • 04/2007 → 10/2016
    The Ayco Company, L.P./Mercer Allied
    Albany, NY
  • 12/2016 → Present
    Cimas, Llc
    Albany, NY
  • 12/2016 → 11/2021
    Cim, Llc
    Albany, NY
  • 11/2021 → Present
    Cim, Llc
    Albany, NY
Previous Registrations
Other Businesses

I own a rental property located at 64 Dunsbach Rd, Clifton Park, NY 12065, which I rent to residential tenants. Non-investment related. I have owned this for several years. Minimal number of hours/month are devoted to this business, typically none during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-22
  • S66 Uniform Combined State Law Examination
    2008-02-22
Designations
Other Names
  • Derek Gray
  • Derek George Gray
  • Derek George Gray

View on SEC IAPD

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