Matt Robert Whipkey

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → 07/2022
  Td Ameritrade
  Omaha, NE
• 01/2020 → 04/2020
  Jeff Moore State Farm Insurance
  Omaha, NE
• 02/2019 → 04/2019
  Door Dash
  Omaha, NE
• 06/2016 → 03/2020
  Lyft
  Omaha, NE
• 01/2016 → 02/2020
  Uber
  Omaha, NE
• 07/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2022 → Present
  Cwm, Dba Carson Partners - Crd # 155344
  Omaha, NE
• 07/2022 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE
• 01/2004 → Present
  Matt Whipkey
  Omaha, NE

Previous Registrations

• 2021-10-20 → 2022-07-08
  Td Ameritrade, Inc.
  Omaha, NE

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS - CRD # 155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: LEAD GENERATION SPECIALIST START DATE: 7/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: QUALIFY CLIENT LEADS FOR ADVISORS; 2. NAME OF OTHER BUSINESS: MATT WHIPKEY INVESTMENT RELATED: NO ADDRESS: OMAHA, NE 68154 NATURE OF BUSINESS: MUSIC PERFORMANCE AND MUSIC LESSONS START DATE: 1/2004 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LIVE MUSIC PERFORMANCES AND MUSIC LESSONS; 3. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FINANCIAL SERVICES START DATE: 7/2022 POSITION/TITLE/RELATIONSHIP: LEAD GENERATION SPECIALIST APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: QUALIFY CLIENT LEADS FOR ADVISORS;

Exams

• S66 Uniform Combined State Law Examination
  2021-10-13
• S63 Uniform Securities Agent State Law Examination
  2020-06-25

Other Names

• Matthew Robert Whipkey
• Matt Whipkey