Amber Jean Malek

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-01-03

PA RA
APPROVED

Since 2022-01-03

Branch Locations

126 E. Main Street, Lock Haven, PA 17745 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.W. Cole Financial, Inc.	Tampa	FL	04/2020	Present
Diversified Asset Planners	Lock Haven	PA	04/2020	12/2021
Restek Corporation	Bellfonte	PA	06/2014	05/2023
J.W. Cole Advisors, Inc.	Tampa	FL	01/2022	Present

04/2020 → Present

J.W. Cole Financial, Inc.

Tampa, FL
04/2020 → 12/2021

Diversified Asset Planners

Lock Haven, PA
06/2014 → 05/2023

Restek Corporation

Bellfonte, PA
01/2022 → Present

J.W. Cole Advisors, Inc.

Tampa, FL

Other Businesses

(1) DBA - Diversified Asset Planners; investment related; 1524 West College Ave. State College, PA 16801; Assistant - start date 4/2020; Fixed Insurance Activities & Administrative Work; 16 hours per month, all during trading. (2) Infant Development Program; not investment related; 980 E. Water Street, Lock Haven, PA 17745; President of Board - start date 8/2017; assist with personnel discussion and general operations of program; 2 hours per month, 0 during trading. (3) Young Living Essential Oils; not investment related; 1538 W. Sandalwood Ave., Lehi UT 84043; Member - start date 1/2017; Purchase essential oils and earn commissions on others that also purchase; 1 hour per month, 0 during trading. (4) URL Insurance Group, Non-investment related; 126 E. Main St. Lock Haven, PA 17745; Owner - start date 11/01/2022; Health Insurance and Medicare Supplements; 5 hours a month during trading hours. (5) Notary; Not investment related; 126 E. Main Street, Lock Haven, PA 17745; Notarize documents needed for wills and POAs, transfers, beneficiary claim paperwork, etc.; Start 10/1/24; 1 hour/month during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-29

S66 Uniform Combined State Law Examination

2021-11-29