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Jackky Nguyen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-05
CA RA APPROVED 2022-04-04
  • TX RA
    APPROVED
    Since 2022-04-05
  • CA RA
    APPROVED
    Since 2022-04-04

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 12/2017 Present
Northstar Alarms Orem UT 05/2010 10/2018
Chandler Regional Medical Chandler AZ 07/2016 02/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08
Other Names
  • Jack Nguyen

View on SEC IAPD

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