Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-28 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 04/2020 | 08/2021 |
| The College Of New Jersey | Ewing | NJ | 08/2014 | 08/2018 |
| The College Of New Jersey | Ewing | NJ | 05/2017 | 05/2018 |
| 24 Hour Fitness | Ramsey | NJ | 04/2018 | 09/2018 |
| Hult International Business School | Boston | MA | 08/2018 | 08/2019 |
| Mit Recreation - Zesigner Sports & Fitness Center | Cambridge | MA | 11/2018 | 07/2019 |
| Sports Info Solutions | Coplay | PA | 08/2019 | 11/2019 |
| La Fitness | West Orange | NJ | 11/2019 | 06/2020 |
| Pruco Securities Llc | Paramus | NJ | 08/2021 | 12/2021 |
| Edward Jones | St. Louis | MO | 12/2021 | 02/2023 |
| Ascend Wellness Holdings | Rochelle Park | NJ | 08/2023 | 06/2024 |
| Rise Dispensary | Bloomfield | NJ | 07/2024 | 07/2024 |
| Ubs Financial Services, Inc | Weehawken | NJ | 07/2024 | Present |
| Unemployed | N/A | XX | 03/2023 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-21 |
Reach out to this advisor