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Alshamiere Fields

Ubs Financial Services Inc.

Weehawken, NJ

CRD 7247629

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-28
  • NJ RA
    APPROVED
    Since 2024-08-28

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2020 08/2021
The College Of New Jersey Ewing NJ 08/2014 08/2018
The College Of New Jersey Ewing NJ 05/2017 05/2018
24 Hour Fitness Ramsey NJ 04/2018 09/2018
Hult International Business School Boston MA 08/2018 08/2019
Mit Recreation - Zesigner Sports & Fitness Center Cambridge MA 11/2018 07/2019
Sports Info Solutions Coplay PA 08/2019 11/2019
La Fitness West Orange NJ 11/2019 06/2020
Pruco Securities Llc Paramus NJ 08/2021 12/2021
Edward Jones St. Louis MO 12/2021 02/2023
Ascend Wellness Holdings Rochelle Park NJ 08/2023 06/2024
Rise Dispensary Bloomfield NJ 07/2024 07/2024
Ubs Financial Services, Inc Weehawken NJ 07/2024 Present
Unemployed N/A XX 03/2023 08/2023
  • 04/2020 → 08/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 08/2014 → 08/2018
    The College Of New Jersey
    Ewing, NJ
  • 05/2017 → 05/2018
    The College Of New Jersey
    Ewing, NJ
  • 04/2018 → 09/2018
    24 Hour Fitness
    Ramsey, NJ
  • 08/2018 → 08/2019
    Hult International Business School
    Boston, MA
  • 11/2018 → 07/2019
    Mit Recreation - Zesigner Sports & Fitness Center
    Cambridge, MA
  • 08/2019 → 11/2019
    Sports Info Solutions
    Coplay, PA
  • 11/2019 → 06/2020
    La Fitness
    West Orange, NJ
  • 08/2021 → 12/2021
    Pruco Securities Llc
    Paramus, NJ
  • 12/2021 → 02/2023
    St. Louis, MO
  • 08/2023 → 06/2024
    Ascend Wellness Holdings
    Rochelle Park, NJ
  • 07/2024 → 07/2024
    Rise Dispensary
    Bloomfield, NJ
  • 07/2024 → Present
    Weehawken, NJ
  • 03/2023 → 08/2023
    Unemployed
    N/A, XX
Previous Registrations
  • 2022-02-04 → 2023-03-13
    Upper Montclair, NJ
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-03
S63 Uniform Securities Agent State Law Examination 2021-04-21
  • S66 Uniform Combined State Law Examination
    2022-02-03
  • S63 Uniform Securities Agent State Law Examination
    2021-04-21
Other Names
  • Alshamiere Al Fields

View on SEC IAPD

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