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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Southern California | Los Angeles | CA | 08/2016 | 05/2020 |
| Mela Group | Long Beach | CA | 06/2017 | 06/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2020 | 10/2021 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 03/2021 | Present |
| Sean Bafan | Los Angeles | CA | 10/2021 | 01/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2022 | Present |
| Brett J Bissell | Irvine | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-14 |
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