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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-22
SD RA APPROVED 2024-08-21
  • TX RA
    APPROVED
    Since 2024-08-22
  • SD RA
    APPROVED
    Since 2024-08-21

Branch Locations

Mt. Vernon, SD • United States

712 S Sandborn Blvd Ste 4, Mitchell, SD 57301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gerlach Farms Stickney SD 01/2000 08/2020
Midwest Concrete Corsica SD 11/2017 04/2020
Thrivent Investment Management Inc Mitchell SD 05/2020 Present
Thrivent Financial Appleton WI 07/2020 10/2020
Thrivent Financial Appleton WI 10/2020 Present
  • 01/2000 → 08/2020
    Gerlach Farms
    Stickney, SD
  • 11/2017 → 04/2020
    Midwest Concrete
    Corsica, SD
  • 05/2020 → Present
    Mitchell, SD
  • 07/2020 → 10/2020
    Thrivent Financial
    Appleton, WI
  • 10/2020 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

FARM POSITION: Owner NATURE: My farm consists of primarily field crops, corn and soybeans. The nature of my business is to try to grow as many bushels of corn and soybeans possible given the weather and growing conditions, and sell the commodity at the highest price possible, all while minimizing market risk. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 15 START DATE: 05/11/2015 ADDRESS: 26461 399th Ave, Mount Vernon SD 57363, United States DESCRIPTION: Selecting crop inputs Prepare soil and plant crop in spring Weed and pest management during growing season (spray) Implement marketing plan Haul grain to market Combine/harvest in fall MT. VERNON ECONOMIC DEVELOPMENT GROUP POSITION: board member NATURE: The Mount Vernon Economic Development Group is a responsive and resourceful organization that works tirelessly to support and enhance the economic well being of Mount Vernon and the surrounding community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2021 ADDRESS: PO Box 52, Mount Vernon SD 57363, United States DESCRIPTION: Brainstorming ideas to make Mount Vernon a better community. Improve housing and business opportunities.Line up resources to implement improvements.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-16
S63 Uniform Securities Agent State Law Examination 2020-08-07
  • S66 Uniform Combined State Law Examination
    2024-08-16
  • S63 Uniform Securities Agent State Law Examination
    2020-08-07

View on SEC IAPD

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