William James Lafferty

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 05/2022
  Morgan Stanley
  Temple Terrace, FL
• 09/2017 → 04/2020
  Refined Benefits Dba Sullivan
  Riverview, FL
• 09/2016 → 05/2020
  University Of Tampa
  Tampa, FL
• 12/2020 → 05/2022
  Morgan Stanley Private Bank, N.A
  New York, NY
• 05/2022 → 01/2024
  Guardian Life Insurance Company
  Tampa, FL
• 05/2022 → 01/2024
  Park Avenue Securities
  Tampa, FL
• 07/2024 → Present
  Fisher Investments
  Tampa, FL
• 01/2024 → 07/2024
  Unemployed
  Largo, FL

Previous Registrations

• 2022-05-18 → 2023-12-20
  Park Avenue Securities Llc
  Tampa, FL
• 2020-09-07 → 2022-04-27
  Morgan Stanley
  Tampa, FL

Other Businesses

Father's executor: Listed as executor of my father's estate upon his death. No current access/control or POA responsibilities. Start Date: 09/01/2021 Address: N/A 0 hours per month will be spent on this Outside Business Activity 0 hours per month during normal securities trading hours Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2020-09-04

Other Names

• Billy Lafferty
• William Lafferty
• William J Lafferty