David Jay Goldberg

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 02/2022
  Cambridge Investment Research Inc.
  Fairfield, IA
• 05/2021 → Present
  Cambridge Investment Research Inc.
  Fairfield, IA
• 01/2016 → 06/2017
  Self-Employed
  Washington, DC
• 06/2017 → 12/2017
  Vivint Solar
  Fairfax, VA
• 01/2017 → 12/2018
  Self-Employed
  Washington, DC
• 01/2019 → 06/2019
  Catholic University
  Washington, DC
• 07/2019 → 12/2019
  Self-Employed
  Washington, DC
• 01/2020 → 03/2021
  Unemployed
  Washington, DC
• 02/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2. INDIVIDUALIZED MEDICINE, INC., 2714 Woodley Pl NW, Washington DC 20008, 12/2022, Interim CEO, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 0 HR/MO TRADING> 3. FINANCIAL PLANNING ALTERNATIVES, LLC, 2714 WOODLEY PL NW, WASHINGTON DC 20008, 07/2021, OWNER, SECURITIES DBA, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2021-12-22