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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-18
WI RA APPROVED 2016-11-22
  • TX RA
    APPROVED_RES
    Since 2019-12-18
  • WI RA
    APPROVED
    Since 2016-11-22

Branch Locations

One Erdman Pl Ste 200, Madison, WI 53717 • United States

Waunakee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Express Financial Advisors Madison WI 03/2005 11/2016
Wells Fargo Clearing Services, Llc Madison WI 11/2016 Present
Previous Registrations
Other Businesses

ARBONNE, NOT INV RELATED, WAUNAKEE, WI, CONSULTANT, START 11/3/2016, 8 HOURS PER MONTH/0 DURING TRADING, DUTIES: HEALTH AND BEAUTY PRODUCT SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-04
  • S66 Uniform Combined State Law Examination
    2005-10-04
Designations
Other Names
  • Lori Lynn Huston
  • Lori Lynn Dinga

View on SEC IAPD

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