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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-06-19
  • VT RA
    APPROVED
    Since 2025-06-19

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Newfane, VT • United States

Greenfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield MA 04/2020 Present
Mml Investors Services, Llc Springfield MA 04/2021 Present
Enterprise Holdings White River Junction VT 08/2018 03/2020
Full Time Education Smithfield RI 09/2017 05/2018
Newfane Greenhouse And Nursery Newfane VT 05/2017 09/2017
Full Time Student Smithfield RI 09/2016 05/2017
Newfane Greenhouse And Nursery Newfane VT 05/2016 09/2016
  • 04/2020 → Present
    Massmutual
    Springfield, MA
  • 04/2021 → Present
    Springfield, MA
  • 08/2018 → 03/2020
    Enterprise Holdings
    White River Junction, VT
  • 09/2017 → 05/2018
    Full Time Education
    Smithfield, RI
  • 05/2017 → 09/2017
    Newfane Greenhouse And Nursery
    Newfane, VT
  • 09/2016 → 05/2017
    Full Time Student
    Smithfield, RI
  • 05/2016 → 09/2016
    Newfane Greenhouse And Nursery
    Newfane, VT
Other Businesses

NAME: Chris's Ebay account INV REL: N ADD: Residential Address NATURE: Buying /selling sport memorabilia using Ebay POSITION: Sole user of Ebay account buying/selling START DATE: 01/01/2019 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Find things on Ebay to buy and sell

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-30
S63 Uniform Securities Agent State Law Examination 2022-02-26
  • S65 Uniform Investment Adviser Law Examination
    2025-05-30
  • S63 Uniform Securities Agent State Law Examination
    2022-02-26

View on SEC IAPD

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