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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-06-19 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Newfane, VT • United States
Greenfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Springfield | MA | 04/2020 | Present |
| Mml Investors Services, Llc | Springfield | MA | 04/2021 | Present |
| Enterprise Holdings | White River Junction | VT | 08/2018 | 03/2020 |
| Full Time Education | Smithfield | RI | 09/2017 | 05/2018 |
| Newfane Greenhouse And Nursery | Newfane | VT | 05/2017 | 09/2017 |
| Full Time Student | Smithfield | RI | 09/2016 | 05/2017 |
| Newfane Greenhouse And Nursery | Newfane | VT | 05/2016 | 09/2016 |
NAME: Chris's Ebay account INV REL: N ADD: Residential Address NATURE: Buying /selling sport memorabilia using Ebay POSITION: Sole user of Ebay account buying/selling START DATE: 01/01/2019 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Find things on Ebay to buy and sell
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-26 |
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