Lisa Michelle Humphres

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Raymond James Financial Services, Inc.
  Chattanooga, TN
• 05/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Chattanooga, TN
• 07/2025 → Present
  Pinnacle Financial Partners
  Chattanooga, TN
• 09/2015 → 12/2016
  Midlab
  Athens, TN
• 01/2017 → 06/2020
  First Horizon
  Cleveland, TN
• 01/2017 → 07/2025
  First Horizon
  Franklin, TN

Previous Registrations

• 2024-04-30 → 2025-07-07
  First Horizon Advisors, Inc.
  Cleveland, TN
  Brentwood, TN
  Cleveland, TN

Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 801 Broad St FL 2, Chattanooga , TN, 37402-2671, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Agent- Financial Advisory (2)Name of Business: Pinnacle Financial Partners Address: 801 Broad St FL 2, Chattanooga , TN, 37402-2671, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisory

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-04-30
• S63 Uniform Securities Agent State Law Examination
  2022-04-28

Other Names

• Lisa Michelle Austin
• Lisa Michelle Johnston