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Stephen David Bouffard

Wells Fargo Clearing Services, LLC

Iselin, NJ

St. Louis, MO

CRD 7246535

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-22
NJ RA APPROVED 2020-10-07
  • NY RA
    APPROVED
    Since 2024-08-22
  • NJ RA
    APPROVED
    Since 2020-10-07

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Whippany NJ 03/2009 Present
Wells Fargo Clearing Services, Llc Whippany NJ 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-02
  • S66 Uniform Combined State Law Examination
    2020-10-02
Other Names
  • Steve Bouffard
  • Stephen Bouffard

View on SEC IAPD

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