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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-04 |
Branch Locations
2199 Norse Drive Suite A, Pleasant Hill, CA 94523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Pleasant Hill | CA | 02/2022 | Present |
| Edward Jones | Pleasant Hill | CA | 03/2020 | 02/2022 |
| Bank Of America | Pleasant Hill | CA | 03/2010 | 03/2020 |
| Raymond James Financial Services Advisors, Inc | Pleasant Hill | CA | 02/2024 | Present |
(1) Name of Business: Fire Friends, LLC Address: 580 Chandon Ct, Walnut Creek, CA, 94597, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 04/05/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: If I referred a friend or family member to Frontline Wildfire Defense and they installed the Fire Friends, LLC wildfire protection system, I would receive a referral fee of $1000. (2) Name of Business: SilverTree Collective Address: 2199 Norse Dr Ste A, Pleasant Hill, CA, 94523-1890, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/15/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA name only- SilverTree Collective will be an umbrella for all companies to fall under (we have various groups with different DBA names in our population to include Wasser Wealth Management, LLC) (3) Name of Business: Wasser Wealth Management, LLC Address: 2199 Norse Dr Ste A, Pleasant Hill, CA, 94523-1890, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/17/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: I'm a Registered Client Relationship Manager.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-21 |
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