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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-09
  • CA RA
    APPROVED
    Since 2020-10-09

Branch Locations

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

480 W Napa St, Sonoma, CA 95476 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Napa CA 04/2020 Present
Wells Fargo Bank, Na Napa CA 08/2007 Present
Other Businesses

SONOMA VALLEY FIRE DISTRICT; NOT INV RELATED; SONOMA, CA; VOLUNTEER FIRE FIGHTER; START DATE 07/04/2025; 12 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-09
  • S66 Uniform Combined State Law Examination
    2020-10-09
Other Names
  • Chris Waddill

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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