Katy Seo

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → 03/2023
  Wells Fargo Clearing Services, Llc
  Federal Way, WA
• 10/2004 → 03/2023
  Wells Fargo Bank, Na
  Federal Way, WA
• 03/2023 → Present
  Fidelity Investments
  Bellevue, WA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2023-06-05 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Tukwila, WA
• 2020-09-22 → 2023-03-09
  Wells Fargo Clearing Services, Llc
  Federal Way, WA
  Federal Way, WA
  Seattle, WA

Exams

• S66 Uniform Combined State Law Examination
  2020-09-22

Other Names

• Katy Elizabeth Roberts
• Katy Elizabeth Hood
• Katy Elizabeth Hood
• Katy Hood
• Katy Elizabeth Seo