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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-04-02
  • DC RA
    APPROVED
    Since 2025-04-02

Branch Locations

1801 K Street Nw Suite 750, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Canton High School Canton CT 08/2013 06/2017
Wins For Life East Granby CT 07/2017 08/2017
College Of Charleston Charleston SC 08/2017 05/2021
Nineline Apparel Charleston SC 03/2019 03/2021
Northwestern Mutual Hartford CT 06/2020 08/2020
Bank Of America Mount Pleasant SC 08/2021 10/2023
Oppenheimer Washington DC 01/2024 Present
  • 08/2013 → 06/2017
    Canton High School
    Canton, CT
  • 07/2017 → 08/2017
    Wins For Life
    East Granby, CT
  • 08/2017 → 05/2021
    College Of Charleston
    Charleston, SC
  • 03/2019 → 03/2021
    Nineline Apparel
    Charleston, SC
  • 06/2020 → 08/2020
    Northwestern Mutual
    Hartford, CT
  • 08/2021 → 10/2023
    Bank Of America
    Mount Pleasant, SC
  • 01/2024 → Present
    Oppenheimer
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-26
  • S66 Uniform Combined State Law Examination
    2025-03-26

View on SEC IAPD

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