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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-09-24 |
| MA | RA | APPROVED | 2024-07-24 |
| KY | RA | APPROVED | 2024-02-27 |
| CA | RA | APPROVED | 2024-02-26 |
| CO | RA | APPROVED | 2024-02-26 |
| FL | RA | APPROVED | 2024-02-26 |
| NJ | RA | APPROVED | 2024-02-26 |
| NC | RA | APPROVED | 2024-02-26 |
| NY | RA | APPROVED | 2024-02-23 |
| CT | RA | APPROVED | 2020-08-24 |
| TX | RA | APPROVED | 2020-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caffe Bravo Ltd | New Haven | CT | 06/2014 | 03/2020 |
| Janney Montgomery Scott Llc | New Haven | CT | 03/2020 | 10/2020 |
| Janney Montgomery Scott Llc | New Haven | CT | 10/2020 | Present |
1. Family Centered Services of Connecticut, New Haven, CT; Not Investment Related; Nature: Family services/Agency to address domestic violence alongside child abuse. Title/Position: Board Member - Secretary; Devotes 3 hrs./mo.; Not compensated. 2. Caffe Bravo Ltd., New Haven, CT; Not Investment Related; Nature: Family Owned Restaurant; Duties: Help my parents (Owners) with administrative paperwork, review of financials and general consulting; Devotes 5 hrs./mo.; Not compensated. 3. Orange Cottage Enterprises LLC, New Haven, CT. Real estate rental Properties. Member/Owners of LLC (10/2023). Not investment related, 2 hours/month, profits distributed to LLC shareholders.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-21 |
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