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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
KY RA APPROVED 2024-01-19
MI RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • KY RA
    APPROVED
    Since 2024-01-19
  • MI RA
    APPROVED
    Since 2024-01-19

Branch Locations

38600 Van Dyke Avenue Suite 230, Sterling Heights, MI 48312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Sterling Heights MI 05/2012 11/2017
Woodbury Financial Services Inc Sterling Heights MI 11/2017 01/2024
Osaic Wealth, Inc. Sterling Heights MI 01/2024 Present
  • 05/2012 → 11/2017
    Sii Investments
    Sterling Heights, MI
  • 11/2017 → 01/2024
    Woodbury Financial Services Inc
    Sterling Heights, MI
  • 01/2024 → Present
    Sterling Heights, MI
Previous Registrations
  • 2017-11-16 → 2024-01-19
    Woodbury Financial Services, Inc.
    Sterling Heights, MI
    Pentwater, MI
    Farmington Hills, MI
  • 2012-06-12 → 2017-11-16
    Sii Investments, Inc.
    Sterling Heights, MI
    Farmingtonhills, MI
  • 2010-10-29 → 2012-05-21
    Woodbury Financial Services, Inc.
    Sterling Heights, MI
Other Businesses

1. PLATINUM WEALTH MANAGEMENT GROUP POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/16/2009 ADDRESS: 38600 VAN DYKE AVENUE, SUITE 230, STERLING HEIGHTS MI 48073, United States DESCRIPTION: Insurance agent for Platinum Wealth Management Group offering life insurance, disability insurance, long term care insurance, and fixed annuities for comissions. 2. HAPPY PLANT STAND POSITION: owner NATURE: Selling Bonsai, stands, benches, and tables INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 07/24/2023 ADDRESS: 529 Parkdale Ave, Royal Oak MI 48073, United States DESCRIPTION: Owner/operator

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-21
S63 Uniform Securities Agent State Law Examination 2005-01-14
  • S65 Uniform Investment Adviser Law Examination
    2010-10-21
  • S63 Uniform Securities Agent State Law Examination
    2005-01-14

View on SEC IAPD

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