Monica Rincon

Robert W. Baird & Co. Incorporated

CRD 7245844

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-06-17

AZ RA
APPROVED

Since 2022-06-17

Branch Locations

14648 N Scottsdale Rd Ste 175, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	03/2020	04/2021
J.R. Mechanical Inc.	Long Beach	AZ	08/2012	07/2017
Nordstroms	Scottsdale	AZ	05/2018	09/2018
Us Bank	Tempe	AZ	10/2018	03/2020
Arizona State University	Tempe	AZ	07/2017	05/2018
Robert W. Baird & Co. Inc	Scottsdale	AZ	04/2021	Present

03/2020 → 04/2021

Charles Schwab & Co., Inc.

Phoenix, AZ
08/2012 → 07/2017

J.R. Mechanical Inc.

Long Beach, AZ
05/2018 → 09/2018

Nordstroms

Scottsdale, AZ
10/2018 → 03/2020

Us Bank

Tempe, AZ
07/2017 → 05/2018

Arizona State University

Tempe, AZ
04/2021 → Present

Robert W. Baird & Co. Inc

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-07

S66 Uniform Combined State Law Examination

2022-06-07

View on SEC IAPD

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