James W Mckinnon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-03-07

CO RA
APPROVED

Since 2025-03-07

Branch Locations

Indian Hills, CO • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	06/2020	03/2025
Jpmorgan Chase	Evergreen	CO	07/2011	05/2020
Lpl Financial Llc	Indian Hills	CO	03/2025	Present

06/2020 → 03/2025

Edward Jones

St Louis, MO
07/2011 → 05/2020

Jpmorgan Chase

Evergreen, CO
03/2025 → Present

Lpl Financial Llc

Indian Hills, CO

Previous Registrations

2020-08-04 → 2025-03-10

Edward Jones

Evergreen, CO

St Louis, MO

Indian Hills, CO

Other Businesses

1) 03/07/2025 - Investor's Edge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:03/07/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 09/16/2025 - Non-Variable Insurance - At Reported Business Location(s) - Investment Related - Start Date:09/11/2025 - 3 Hrs/Mth - 1 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-01

S66 Uniform Combined State Law Examination

2020-08-01

Other Names

Jimmy Mckinnon
James Wyllie Mckinnon

View on SEC IAPD