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Richard Augustus Samaroo

Wells Fargo Clearing Services, LLC

Philadelphia, PA

Dover, DE

Bear, DE

Wilmington, DE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-06-03
  • DE RA
    APPROVED
    Since 2024-06-03

Branch Locations

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

100 N Dupont Hwy, Dover, DE 19901 • United States

1601 Governors Pl, Bear, DE 19701 • United States

2024 Naamans Rd, Wilmington, DE 19810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Edison NJ 09/2014 11/2023
J.P. Morgan Securities Llc Edison NJ 11/2023 05/2024
Jpmorgan Chase Bank, N.A. Edison NJ 11/2023 05/2024
Wells Fargo Clearing Services, Llc Greenville DE 05/2024 Present
Wells Fargo Bank, Na Greenville DE 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
S63 Uniform Securities Agent State Law Examination 2005-02-26
  • S66 Uniform Combined State Law Examination
    2021-01-11
  • S63 Uniform Securities Agent State Law Examination
    2005-02-26
Other Names
  • Richard Samaroo
  • Richard Augustus Samaroo
  • Richard A Samaroo

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
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BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
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CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
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