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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-07-06
ND RA APPROVED 2026-04-07
HI RA APPROVED 2026-03-31
OR RA APPROVED 2026-03-31
AK RA APPROVED 2026-03-27
AZ RA APPROVED 2026-03-26
SC RA APPROVED 2026-03-25
AR RA APPROVED 2026-03-23
NC RA APPROVED 2026-03-23
ID RA APPROVED 2026-03-20
IL RA APPROVED 2026-03-20
NH RA APPROVED 2026-03-20
KY RA APPROVED 2026-03-19
MI RA APPROVED 2026-03-19
RI RA APPROVED 2026-03-19
VA RA APPROVED 2026-03-19
WA RA APPROVED 2026-03-19
WV RA APPROVED 2026-03-19
WY RA APPROVED 2026-03-19
CO RA APPROVED 2026-03-18
CT RA APPROVED 2026-03-18
DE RA APPROVED 2026-03-18
FL RA APPROVED 2026-03-18
GA RA APPROVED 2026-03-18
IA RA APPROVED 2026-03-18
KS RA APPROVED 2026-03-18
LA RA APPROVED 2026-03-18
ME RA APPROVED 2026-03-18
MN RA APPROVED 2026-03-18
MS RA APPROVED 2026-03-18
MT RA APPROVED 2026-03-18
NV RA APPROVED 2026-03-18
NM RA APPROVED 2026-03-18
NY RA APPROVED 2026-03-18
OK RA APPROVED 2026-03-18
PA RA APPROVED 2026-03-18
SD RA APPROVED 2026-03-18
AL RA APPROVED 2026-03-17
CA RA APPROVED 2026-03-17
IN RA APPROVED 2026-03-17
MD RA APPROVED 2026-03-17
MO RA APPROVED 2026-03-17
NE RA APPROVED 2026-03-17
NJ RA APPROVED 2026-03-17
OH RA APPROVED 2026-03-17
TX RA APPROVED 2026-03-17
UT RA APPROVED 2026-03-17
VT RA APPROVED 2026-03-17
WI RA APPROVED 2026-03-17
  • PR RA
    APPROVED
    Since 2026-07-06
  • ND RA
    APPROVED
    Since 2026-04-07
  • HI RA
    APPROVED
    Since 2026-03-31
  • OR RA
    APPROVED
    Since 2026-03-31
  • AK RA
    APPROVED
    Since 2026-03-27
  • AZ RA
    APPROVED
    Since 2026-03-26
  • SC RA
    APPROVED
    Since 2026-03-25
  • AR RA
    APPROVED
    Since 2026-03-23
  • NC RA
    APPROVED
    Since 2026-03-23
  • ID RA
    APPROVED
    Since 2026-03-20
  • IL RA
    APPROVED
    Since 2026-03-20
  • NH RA
    APPROVED
    Since 2026-03-20
  • KY RA
    APPROVED
    Since 2026-03-19
  • MI RA
    APPROVED
    Since 2026-03-19
  • RI RA
    APPROVED
    Since 2026-03-19
  • VA RA
    APPROVED
    Since 2026-03-19
  • WA RA
    APPROVED
    Since 2026-03-19
  • WV RA
    APPROVED
    Since 2026-03-19
  • WY RA
    APPROVED
    Since 2026-03-19
  • CO RA
    APPROVED
    Since 2026-03-18
  • CT RA
    APPROVED
    Since 2026-03-18
  • DE RA
    APPROVED
    Since 2026-03-18
  • FL RA
    APPROVED
    Since 2026-03-18
  • GA RA
    APPROVED
    Since 2026-03-18
  • IA RA
    APPROVED
    Since 2026-03-18
  • KS RA
    APPROVED
    Since 2026-03-18
  • LA RA
    APPROVED
    Since 2026-03-18
  • ME RA
    APPROVED
    Since 2026-03-18
  • MN RA
    APPROVED
    Since 2026-03-18
  • MS RA
    APPROVED
    Since 2026-03-18
  • MT RA
    APPROVED
    Since 2026-03-18
  • NV RA
    APPROVED
    Since 2026-03-18
  • NM RA
    APPROVED
    Since 2026-03-18
  • NY RA
    APPROVED
    Since 2026-03-18
  • OK RA
    APPROVED
    Since 2026-03-18
  • PA RA
    APPROVED
    Since 2026-03-18
  • SD RA
    APPROVED
    Since 2026-03-18
  • AL RA
    APPROVED
    Since 2026-03-17
  • CA RA
    APPROVED
    Since 2026-03-17
  • IN RA
    APPROVED
    Since 2026-03-17
  • MD RA
    APPROVED
    Since 2026-03-17
  • MO RA
    APPROVED
    Since 2026-03-17
  • NE RA
    APPROVED
    Since 2026-03-17
  • NJ RA
    APPROVED
    Since 2026-03-17
  • OH RA
    APPROVED
    Since 2026-03-17
  • TX RA
    APPROVED
    Since 2026-03-17
  • UT RA
    APPROVED
    Since 2026-03-17
  • VT RA
    APPROVED
    Since 2026-03-17
  • WI RA
    APPROVED
    Since 2026-03-17

Branch Locations

101 California Street, San Francisco, CA 94111 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 03/2020 03/2026
Unemployed Albuquerque NM 01/2020 03/2020
Defense Contract Audit Agency Albuquerque NM 07/2019 01/2020
Zia Trust, Inc. Albuquerque NM 01/2019 07/2019
Which Wich Albuquerque NM 06/2015 01/2019
Air Force San Antonio TX 07/2017 09/2017
Citizens Bank San Francisco CA 03/2026 Present
Citizens Securities, Inc. San Francisco CA 03/2026 Present
  • 03/2020 → 03/2026
    Albuquerque, NM
  • 01/2020 → 03/2020
    Unemployed
    Albuquerque, NM
  • 07/2019 → 01/2020
    Defense Contract Audit Agency
    Albuquerque, NM
  • 01/2019 → 07/2019
    Zia Trust, Inc.
    Albuquerque, NM
  • 06/2015 → 01/2019
    Which Wich
    Albuquerque, NM
  • 07/2017 → 09/2017
    Air Force
    San Antonio, TX
  • 03/2026 → Present
    Citizens Bank
    San Francisco, CA
  • 03/2026 → Present
    San Francisco, CA
Previous Registrations
Other Businesses

I*3692265 Entity Type: Entity For Profit Name of OBA: Singapore Circle Properties LLC Address: Albuquerque, New Mexico, 87111 Investment Related: No Position, Title, Association: Officer,Owner Employee Start Date: 02/01/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: To limit my personal liability with operating a long-term residential rental property. Landlord to residential tenants of the rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-02
  • S66 Uniform Combined State Law Examination
    2021-10-02

View on SEC IAPD

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