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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-07 |
| FL | RA | APPROVED | 2020-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plantation | FL | 03/2020 | Present |
| Sprint Corporation | Miami | FL | 12/2018 | 03/2020 |
| Wythe Capital Trust | Miami | FL | 09/2018 | 12/2018 |
| Express Stores, Llc (T-Mobile Premium Retailer) | Miami | FL | 05/2017 | 09/2018 |
| Sprint Connect, Llc (Sprint Coporation - Joint Venture) | Miami | FL | 09/2015 | 05/2017 |
| Keller Williams / Home61 | Miami | FL | 05/2015 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-02 |
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