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Connor Dean

Fisher Investments

Plano, TX

CRD 7245344

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-08
  • TX RA
    APPROVED
    Since 2024-05-08

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dallas TX 05/2020 11/2023
Student Dallas TX 08/2014 09/2016
Trudy's Austin TX 02/2016 09/2016
Municipal Advisory Council Of Texas Austin TX 09/2016 05/2018
Municipal Advisory Council Of Texas Austin TX 05/2018 05/2020
Fisher Investments Plano TX 03/2024 Present
Unemployed Dallas TX 12/2023 02/2024
  • 05/2020 → 11/2023
    Raymond James & Associates, Inc.
    Dallas, TX
  • 08/2014 → 09/2016
    Student
    Dallas, TX
  • 02/2016 → 09/2016
    Trudy's
    Austin, TX
  • 09/2016 → 05/2018
    Municipal Advisory Council Of Texas
    Austin, TX
  • 05/2018 → 05/2020
    Municipal Advisory Council Of Texas
    Austin, TX
  • 03/2024 → Present
    Fisher Investments
    Plano, TX
  • 12/2023 → 02/2024
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-08
S63 Uniform Securities Agent State Law Examination 2021-03-30
  • S65 Uniform Investment Adviser Law Examination
    2024-05-08
  • S63 Uniform Securities Agent State Law Examination
    2021-03-30

View on SEC IAPD

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