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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-30 |
Branch Locations
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empower Financial Services, Inc | Greenwood Village | CO | 03/2023 | 03/2024 |
| Leith Audi Cary | Cary | NC | 03/2021 | 03/2024 |
| Starlight Homes | Zebulon | NC | 05/2022 | 08/2022 |
| Keller Williams Raleigh | Raleigh | NC | 09/2022 | 02/2023 |
| Ameriprise Financial | Raleigh | NC | 03/2020 | 10/2020 |
| Glen Laurel Country Club | Clayton | NC | 06/2020 | 02/2021 |
| June-Neri Financial | Wake Forest | NC | 07/2019 | 03/2020 |
| Campbell University Av Department | Buies Creek | NC | 09/2019 | 03/2020 |
| Morris Associates | Garner | NC | 12/2018 | 02/2019 |
| L.L. Vann Electric, Inc. | Raleigh | NC | 06/2015 | 08/2017 |
| North Carolina State University | Raleigh | NC | 08/2017 | 12/2017 |
| Campbell University | Buies Creek | NC | 01/2018 | 06/2020 |
| Johnston Community College | Smithfield | NC | 08/2015 | 06/2017 |
| Corinth Holders High School And Johnston County Middle College | Clayton | NC | 08/2013 | 06/2017 |
| First Citizens Investor Services | Raleigh | NC | 07/2024 | 03/2026 |
| Leith Land Rover Of Cary | Cary | NC | 03/2024 | 07/2024 |
| First Citizens Investor Services | Raleigh | NC | 03/2026 | Present |
1) FINADDICTS LLC POSITION: Volunteer NATURE: I voluntarily help the owner with somethings, such as shirt ideas and going to expos. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2023 ADDRESS: 204 BOSWELL LANE, CLAYTON NC 27527, United States DESCRIPTION: Local fishing apparel brand based out of Topsail Island, NC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-30 |
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