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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-22
TX RA APPROVED_RES 2026-07-22
CA RA APPROVED 2026-07-21
  • CO RA
    APPROVED
    Since 2026-07-22
  • TX RA
    APPROVED_RES
    Since 2026-07-22
  • CA RA
    APPROVED
    Since 2026-07-21

Branch Locations

7545 Irvine Center Dr., Ste. 200 , Irvine, CA 92660 • United States

Newport Beach, CA • United States

730 17Th Street, Suite 830 , Denver, CO 80202 • United States

Athos Capital Advisors

Newport Beach, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-09
  • CA RA
    APPROVED
    Since 2025-07-09

Branch Locations

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cityview Los Angeles CA 03/2019 02/2020
Universe Holdings Los Angeles CA 05/2018 02/2019
Monticello Associates Denver CO 04/2014 01/2018
Unemployed Los Angeles CA 01/2018 04/2018
Athos Capital Advisors, Llc Los Angeles CA 03/2020 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2026 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2026 Present
  • 03/2019 → 02/2020
    Cityview
    Los Angeles, CA
  • 05/2018 → 02/2019
    Universe Holdings
    Los Angeles, CA
  • 04/2014 → 01/2018
    Monticello Associates
    Denver, CO
  • 01/2018 → 04/2018
    Unemployed
    Los Angeles, CA
  • 03/2020 → Present
    Athos Capital Advisors, Llc
    Los Angeles, CA
  • 07/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2026 → Present
    Fairfield, IA
  • 08/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1. ATHOS CAPITAL ADVISORS, 648 Baywood Drive, Newport Beach, CA 92660, 07/2026, Owner, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING. 2. HENRY MIKETA, 648 Baywood Drive, Newport Beach, CA 92660, 07/2026, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 20 HR/MO TRADING. 3. AXIOM WEALTH ALLIANCE, 730 17th Street, Suite 830, Denver, CO 80202, 07/2026, Insurance Agent and Financial Planner, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING. 4. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 07/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-05
  • S65 Uniform Investment Adviser Law Examination
    2020-05-05

View on SEC IAPD

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