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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-22 |
| TX | RA | APPROVED_RES | 2026-07-22 |
| CA | RA | APPROVED | 2026-07-21 |
Branch Locations
7545 Irvine Center Dr., Ste. 200 , Irvine, CA 92660 • United States
Newport Beach, CA • United States
730 17Th Street, Suite 830 , Denver, CO 80202 • United States
Newport Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cityview | Los Angeles | CA | 03/2019 | 02/2020 |
| Universe Holdings | Los Angeles | CA | 05/2018 | 02/2019 |
| Monticello Associates | Denver | CO | 04/2014 | 01/2018 |
| Unemployed | Los Angeles | CA | 01/2018 | 04/2018 |
| Athos Capital Advisors, Llc | Los Angeles | CA | 03/2020 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2026 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2026 | Present |
1. ATHOS CAPITAL ADVISORS, 648 Baywood Drive, Newport Beach, CA 92660, 07/2026, Owner, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING. 2. HENRY MIKETA, 648 Baywood Drive, Newport Beach, CA 92660, 07/2026, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 20 HR/MO TRADING. 3. AXIOM WEALTH ALLIANCE, 730 17th Street, Suite 830, Denver, CO 80202, 07/2026, Insurance Agent and Financial Planner, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING. 4. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 07/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-05 |
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