Nathan James Schiffer

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Wells Fargo Bank
  Orange/Stockton, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Stockton, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Stockton, CA

Previous Registrations

• 2007-06-29 → 2011-01-03
  Wells Fargo Investments, Llc
  Stockton, CA
  Santa Ana, CA
  Newport Beach, CA
  Orange, CA
• 2005-02-25 → 2005-07-01
  A. G. Edwards & Sons, Inc.
  Laguna Hills, CA

Other Businesses

SPORTS CARD RESALE, NOT INVT RELATED, WOODBRIDGE, CA, 100% OWNERSHIP, START DATE 5/4/2020, 20 HRS PER MONTH, 0 HRS DURING TRADING, BUYING AND SELLING SPORTS CARDS, OWNER.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-24