Mark Paul Brooks

Employer firm

Convergence Financial CRD 304146

$904M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2025 → Present
  Convergence Financial
  Columbia, MO
• 08/2019 → 12/2024
  Permanent Equity
  Columbia, MO
• 06/2005 → 03/2019
  The Motley Fool
  Alexandria, VA
• 04/2019 → 07/2019
  Unemployed
  Mclean, VA

Other Businesses

Unleash Consulting, LLC d/b/a A Bit of Mgmt; Non Investment-related, 5700 Adelaide Ct., Columbia, MO 65203; Business/Management consulting and coaching; Owner; Start date 7/2/2015; Spend 2-3 hours per month, none during trading hours; Zoom calls and face-to-face meetings with clients on business management topics. Convergence Wealth d/b/a for Convergence Financial Registered Investment Adviser - Financial Professional. 160 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, an independent investment adviser firm. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-11

Other Names

• Mark Brooks