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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-13 |
| TX | RA | APPROVED | 2023-09-11 |
Branch Locations
12319 N Mopac Expy, Austin, TX 78759 • United States
6318 Callaghan Road, San Antonio, TX 78229 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2020 | 09/2023 |
| Liberty National | Austin | TX | 12/2019 | 03/2020 |
| Wp Engine | Austin | TX | 02/2016 | 10/2019 |
| Lpl Financial Llc | Austin | TX | 09/2023 | Present |
| Greater Texas Fcu | Austin | TX | 09/2023 | Present |
1) 08/28/2023 - Greater Texas Financial Solutions - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 04/16/2024 - Aggiland Financial Solutions - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 9/11/2023 - 160 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-29 |
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