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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-09-20
  • MI RA
    APPROVED
    Since 2023-09-20

Branch Locations

1000 Town Ctr Suites 600, 700 And 800, Southfield, MI 48033 • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dbe Logistics Hazel Park MI 07/2019 07/2020
American Imaging Shelby Township MI 10/2018 01/2019
Long-Hair-Lawn-Care Royal Oak MI 04/2018 10/2018
Shepherd's Hollow Golf Club Clarkston MI 04/2015 11/2017
Oakland Community College Auburn Hills MI 01/2014 12/2019
Oakland University Rochester MI 01/2014 12/2020
Raymond James Financial Services Southfield MI 09/2023 Present
Hantz Financial Services Southfield MI 01/2021 08/2023
Raymond James Financial Services Advisors Southfield MI 09/2023 Present
Raymond James & Associates, Inc. Southfield MI 01/2024 Present
  • 07/2019 → 07/2020
    Dbe Logistics
    Hazel Park, MI
  • 10/2018 → 01/2019
    American Imaging
    Shelby Township, MI
  • 04/2018 → 10/2018
    Long-Hair-Lawn-Care
    Royal Oak, MI
  • 04/2015 → 11/2017
    Shepherd's Hollow Golf Club
    Clarkston, MI
  • 01/2014 → 12/2019
    Oakland Community College
    Auburn Hills, MI
  • 01/2014 → 12/2020
    Oakland University
    Rochester, MI
  • 09/2023 → Present
    Raymond James Financial Services
    Southfield, MI
  • 01/2021 → 08/2023
    Hantz Financial Services
    Southfield, MI
  • 09/2023 → Present
    Raymond James Financial Services Advisors
    Southfield, MI
  • 01/2024 → Present
    Raymond James & Associates, Inc.
    Southfield, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-04
  • S66 Uniform Combined State Law Examination
    2020-12-04

View on SEC IAPD

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