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Joseph B Parker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Orleans, LA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
LA RA APPROVED 2025-11-10
  • TX RA
    APPROVED
    Since 2026-01-06
  • LA RA
    APPROVED
    Since 2025-11-10

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Baton Rouge LA 03/2020 07/2022
J.P. Morgan Securities Llc Baton Rouge LA 07/2022 08/2024
Jpmorgan Chase Bank, N.A. Baton Rouge LA 07/2022 08/2024
Louisiana State University Baton Rouge LA 08/2018 05/2022
Unemployed Madison MS 07/2012 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 09/2024 Present
  • 03/2020 → 07/2022
    Merrill Lynch
    Baton Rouge, LA
  • 07/2022 → 08/2024
    J.P. Morgan Securities Llc
    Baton Rouge, LA
  • 07/2022 → 08/2024
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
  • 08/2018 → 05/2022
    Louisiana State University
    Baton Rouge, LA
  • 07/2012 → 07/2018
    Unemployed
    Madison, MS
  • 09/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Orleans, LA
Other Businesses

I*: 2048405 Entity Type: Entity For Profit Name of OBA: Alloway Partners Address: Chicago, IL 60657 Investment Related: n Position, Title, Association: General Partner/Managing Member Employee Start Date: 12/31/2024 No Hours: 10hr/yr No Hours during trading:0 Duties: Take pictures, plant trees, upkeep of property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-07
  • S66 Uniform Combined State Law Examination
    2025-11-07
Other Names
  • Joseph Brooks Parker
  • Joseph B Parker

View on SEC IAPD

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ALEXANDER BRUCE HARCUS
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RONALD H. DAWSON, JR.
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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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