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869 Boston Post Road, Madison, CT 06443 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shore Publishing | Madison | CT | 08/2000 | 02/2020 |
| Lpl Financial Llc | Shelton | CT | 04/2020 | Present |
| Warner Wealth | Madison | CT | 03/2023 | Present |
1) 5/7/2020- Warner Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Shelton, CT- 0 Hrs/Mth - 0 Hrs During Trading -100%. 2)3/14/2023 - Warner Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/09/2023 - 40 Hours Per Month/40 Hours During Securities Trading 3)04/17/2023 - Warner Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) -Start Date 03/16/2023- 40 Hours Per Month/40 Hours During Securities Trading 4) 07/09/2025 - Warner Wealth - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:04/01/2025 - 173 Hrs/Mth - 173 Hrs During Trading.I provide investment advisory services through Warner Wealth, an independent investment advisor firm. I started this business activity in 4/2025. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-11 |
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