Shirley Morillo Guercio

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 05/2022
  Lpl Financial Llc
  Newburgh, NY
• 06/2017 → 05/2022
  Hudson Valley Credit Union
  Newburgh, NY
• 03/2016 → 06/2017
  Aldo
  Poughkeepsie, NY
• 05/2022 → 12/2022
  Jp Morgan Securities, Llc
  New Paltz, NY
• 05/2022 → 12/2022
  Jp Morgan Chase Bank, N.A.
  New Paltz, NY
• 08/2012 → 08/2020
  Dutchess Community College
  Poughkeepsie, NY
• 09/2023 → 01/2024
  Edward Jones
  St Louis, MO
• 04/2023 → 09/2023
  Tegfcu
  Poughkeepsie, NY
• 12/2022 → 04/2023
  Unemployed
  Poughkeepsie, NY
• 02/2024 → Present
  Hudson Valley Credit Union
  Beacon, NY
• 02/2024 → Present
  Lpl Financial Llc
  Beacon, NY

Other Businesses

1- 05/2024 / Hudson Valley Credit Union / Financial Institution Duty / Investment Related / 160 hrs mth / 8 hrs during trading / Beacon, NY / Start date: 02/20/2024 2- 05/2024 / Wealth Management at Hudson Valley Credit Union / Investment Related / At reported business location(s) 3- 05/2024 / HUDSON VALLEY CREDIT UNION / Inv Related / Public Notary / At reported Business Location(s) / Started: 2/20/2024 / 160 Hrs/Mo; 9 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2026-04-10
• S63 Uniform Securities Agent State Law Examination
  2020-10-15

Other Names

• Shirley Morillo