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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-11-30 |
| TX | RA | APPROVED | 2023-11-30 |
Branch Locations
225 Seven Farms Drive Suite 106, Daniel Island, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Columbia | SC | 03/2020 | 11/2023 |
| Queens University Of Charlotte | Charlotte Nc | NC | 01/2018 | 08/2019 |
| Self Employed/ Usa Triathlon | Hilton Head Isalnd | SC | 06/2016 | 12/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2023 | Present |
| Hooked On Tail Charters | Charleston | SC | 05/2025 | Present |
| Commonwealth Financial Group | Daniel Island | SC | 12/2023 | Present |
1. NAME OF OTHER BUSINESS: HILTON HEAD LONG TERM RENTALS, INVESTMENT RELATED: NO, ADDRESS: 153 MARSHLAND ROAD, HILTON HEAD ISLAND, SC, 29926 NATURE OF BUSINESS: REAL ESTATE MGMT. COMPANY, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RENTAL HOUSE THROUGH A PROPERTY MANAGEMENT COMPANY; 2. NAME OF OTHER BUSINESS: HOOKED ON TAIL CHARTERS, INVESTMENT RELATED: NO, ADDRESS: 1010 TIDEWATER RD, CHARLESTON, SC 29405, NATURE OF BUSINESS: BOAT CHARTERS, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: EMPLOYEE/CAPTAIN, APX NUMBER OF HOURS PER WEEK: 6, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: SERVE AS THE CAPTAIN TO TAKE GUESTS OUT ON THE BOAT.; 3. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-18 |
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