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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-11-30
TX RA APPROVED 2023-11-30
  • SC RA
    APPROVED
    Since 2023-11-30
  • TX RA
    APPROVED
    Since 2023-11-30

Branch Locations

225 Seven Farms Drive Suite 106, Daniel Island, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Columbia SC 03/2020 11/2023
Queens University Of Charlotte Charlotte Nc NC 01/2018 08/2019
Self Employed/ Usa Triathlon Hilton Head Isalnd SC 06/2016 12/2019
Cetera Wealth Services, Llc El Segundo CA 11/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2023 Present
Hooked On Tail Charters Charleston SC 05/2025 Present
Commonwealth Financial Group Daniel Island SC 12/2023 Present
  • 03/2020 → 11/2023
    Columbia, SC
  • 01/2018 → 08/2019
    Queens University Of Charlotte
    Charlotte Nc, NC
  • 06/2016 → 12/2019
    Self Employed/ Usa Triathlon
    Hilton Head Isalnd, SC
  • 11/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2023 → Present
    Schaumburg, IL
  • 05/2025 → Present
    Hooked On Tail Charters
    Charleston, SC
  • 12/2023 → Present
    Commonwealth Financial Group
    Daniel Island, SC
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: HILTON HEAD LONG TERM RENTALS, INVESTMENT RELATED: NO, ADDRESS: 153 MARSHLAND ROAD, HILTON HEAD ISLAND, SC, 29926 NATURE OF BUSINESS: REAL ESTATE MGMT. COMPANY, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RENTAL HOUSE THROUGH A PROPERTY MANAGEMENT COMPANY; 2. NAME OF OTHER BUSINESS: HOOKED ON TAIL CHARTERS, INVESTMENT RELATED: NO, ADDRESS: 1010 TIDEWATER RD, CHARLESTON, SC 29405, NATURE OF BUSINESS: BOAT CHARTERS, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: EMPLOYEE/CAPTAIN, APX NUMBER OF HOURS PER WEEK: 6, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: SERVE AS THE CAPTAIN TO TAKE GUESTS OUT ON THE BOAT.; 3. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-18
  • S66 Uniform Combined State Law Examination
    2020-06-18
Other Names
  • Jack Felix
  • John Felix

View on SEC IAPD

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