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Gabe Jan Phillips

Charles Schwab & Co., Inc.

St Louis, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-08-20
  • MO RA
    APPROVED
    Since 2024-08-20

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. St Louis MO 03/2020 05/2024
Bank Of Springfield Springfield IL 02/2018 03/2020
Southeast Missouri State University Cape Girardeau MO 08/2017 12/2017
Cape Girardeau Country Club Cape Girardeau MO 05/2017 08/2017
Sooutheast Missouri State University Cape Girardeau MO 07/2016 05/2017
Charles Schwab & Co., Inc. St Louis MO 05/2024 Present
  • 03/2020 → 05/2024
    Td Ameritrade, Inc.
    St Louis, MO
  • 02/2018 → 03/2020
    Bank Of Springfield
    Springfield, IL
  • 08/2017 → 12/2017
    Southeast Missouri State University
    Cape Girardeau, MO
  • 05/2017 → 08/2017
    Cape Girardeau Country Club
    Cape Girardeau, MO
  • 07/2016 → 05/2017
    Sooutheast Missouri State University
    Cape Girardeau, MO
  • 05/2024 → Present
    Charles Schwab & Co., Inc.
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-20
S63 Uniform Securities Agent State Law Examination 2020-06-27
  • S66 Uniform Combined State Law Examination
    2024-08-20
  • S63 Uniform Securities Agent State Law Examination
    2020-06-27
Other Names
  • Gabe Phillips
  • Gabriel Phillips
  • Gabriel Jan Phillips

View on SEC IAPD

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