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Peter Edward Johnson

Principal Securities, Inc.

Lake Oswego, OR

Portland, OR

CRD 7242160

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-22
OR RA APPROVED 2021-01-19
  • TX RA
    APPROVED_RES
    Since 2022-09-22
  • OR RA
    APPROVED
    Since 2021-01-19

Branch Locations

5885 Meadows Rd Ste 800, Lake Oswego, OR 97035 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mediation Results Llc Salem OR 02/2009 12/2019
Molina Insurance Group Hillsboro OR 11/2019 03/2020
Multnomah County Family Court Services Portland OR 11/2012 11/2019
Waddell & Reed Portland OR 04/2020 09/2020
Gregory Baker Portalnd OR 04/2020 01/2021
Various Insurance Carrier For W&R Insurance Agencies Portland OR 04/2020 01/2021
Residential Property Management (Description Of Activity) Portland OR 01/2015 01/2021
Miracle Theater Group Portland OR 03/2020 01/2021
Oregon Mediation Association Portland OR 11/2007 01/2021
Principal Life Insurance Company Lake Oswego OR 01/2021 Present
Principal Securities, Inc. Lake Oswego OR 01/2021 Present
  • 02/2009 → 12/2019
    Mediation Results Llc
    Salem, OR
  • 11/2019 → 03/2020
    Molina Insurance Group
    Hillsboro, OR
  • 11/2012 → 11/2019
    Multnomah County Family Court Services
    Portland, OR
  • 04/2020 → 09/2020
    Waddell & Reed
    Portland, OR
  • 04/2020 → 01/2021
    Gregory Baker
    Portalnd, OR
  • 04/2020 → 01/2021
    Various Insurance Carrier For W&R Insurance Agencies
    Portland, OR
  • 01/2015 → 01/2021
    Residential Property Management (Description Of Activity)
    Portland, OR
  • 03/2020 → 01/2021
    Miracle Theater Group
    Portland, OR
  • 11/2007 → 01/2021
    Oregon Mediation Association
    Portland, OR
  • 01/2021 → Present
    Principal Life Insurance Company
    Lake Oswego, OR
  • 01/2021 → Present
    Lake Oswego, OR
Previous Registrations
  • 2020-09-08 → 2020-09-28
    Waddell & Reed
    Portland, OR
    Seattle, WA
Other Businesses

**Fixed Insurance; Investment Related; ; ; Life, Annuity, DI, LTC Group Benefits/Supplemental Benefits; Start Date: 01/16/2021; 60 hrs per month; 60 during trading hours. **Rental Property; Not Investment Related; Portland, OR; Owner; collecting rent, managing repairs and maintenance of property; Start Date: 11/15/2016; 2 hrs per month; 0 during trading hours. **MULTNOMAH COUNTY POSITION: Parent Education Instructor NATURE: Education INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2022 ADDRESS: 1200 SW 1st Ave. Suite 3400, Portland OR 97204, United States DESCRIPTION: I would be teaching a class to parents on the topic of how to support their children emotionally as the parents go through a divorce or separation. **CLACKAMAS COUNTY POSITION: Parent Education Instructor NATURE: Education INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 2051 Kaen Rd # 210, Oregon City OR 97045, United States DESCRIPTION: I would be teaching a class to parents on the topic of how to support their children emotionally as the parents go through a divorce or separation. **DIRECT BENEFITS LLC POSITION: Insurance Agent NATURE: Group/Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2024 ADDRESS: 5885 Meadow Rd., Suite 800, Lake Oswego OR 97035, United States DESCRIPTION: I would be an agent for Direct Benefits, an OBA approved through RR Dan Dixon, based in SLC, UT. I would be selling group medical and dental insurance. **BRIDGES COLLABORATIVE DIVORCE SOLUTIONS POSITION: Certified Divorce Financial Analyst NATURE: Certified Divorce Financial Analyst INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2022 ADDRESS: 5885 Meadows Rd, Suite 800, Lake Oswego OR 97035, United States DESCRIPTION: Bridges Collaborative Divorce Solutions is a group of attorneys, mediators, counselors and CDFA's that collaborate with individuals on divorce-related matters. My role is as a CDFA resource.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-06
  • S66 Uniform Combined State Law Examination
    2020-09-06
Other Names
  • Pete Johnson

View on SEC IAPD

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