Rick Ashton Uribe

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 12/2021
  Keybank
  Skaneateles, NY
• 07/2017 → 07/2019
  Primerica
  Syracuse, NY
• 04/2016 → 10/2016
  First Niagara Bank
  Camillus, NY
• 11/2016 → 06/2017
  Unemployed
  Oswego, NY
• 03/2020 → 12/2021
  Key Investment Services Llc
  Syracuse, NY
• 12/2021 → Present
  Tiaa
  Tampa, FL
• 12/2021 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Tampa, FL

Previous Registrations

• 2021-03-26 → 2021-12-06
  Key Investment Services Llc
  Skaneateles, NY
  Brooklyn, OH
  Syracuse, NY

Other Businesses

(1) RENTAL PROPERTY POSITION: Co-Owner NATURE: Purchasing income producing 4 unit Apartment building to rent out to tenants. The property will be owned in my name and is not under an entity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/29/2024 ADDRESS: Home Address, Ocala FL 34473, United States DESCRIPTION: Landlord (2) RENTAL PROPERTY POSITION: Co-Owner NATURE: Purchasing income producing 4 unit apartment building. The property will be owned in my name and not under an entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2025 ADDRESS: 5390 SE 29th Place, Ocala FL 34480, United States DESCRIPTION: Landlord

Exams

• S66 Uniform Combined State Law Examination
  2020-06-18

Other Names

• Rick A Uribe