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Current Employers
Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-06-30
CO RA APPROVED 2026-06-11
  • VA RA
    APPROVED
    Since 2026-06-30
  • CO RA
    APPROVED
    Since 2026-06-11

Branch Locations

1214 East Cary Street, Richmond, VA 23219 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Saint Petersburg FL 03/2020 09/2023
J.A. Leonard Middle School Rsu 34 Old Town ME 12/2019 03/2020
University Of Maine Undergraduate Admissions Department Orono ME 06/2017 12/2020
University Of Maine (Orono) Orono ME 08/2015 12/2019
Raymond James And Associate Inc. Saint Petersburg FL 09/2023 02/2026
Riverfront Investment Group, Llc Richmond VA 02/2026 Present
Alps Distributors, Inc., Richmond VA 02/2026 05/2026
  • 03/2020 → 09/2023
    Saint Petersburg, FL
  • 12/2019 → 03/2020
    J.A. Leonard Middle School Rsu 34
    Old Town, ME
  • 06/2017 → 12/2020
    University Of Maine Undergraduate Admissions Department
    Orono, ME
  • 08/2015 → 12/2019
    University Of Maine (Orono)
    Orono, ME
  • 09/2023 → 02/2026
    Raymond James And Associate Inc.
    Saint Petersburg, FL
  • 02/2026 → Present
    Richmond, VA
  • 02/2026 → 05/2026
    Alps Distributors, Inc.,
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-29
  • S66 Uniform Combined State Law Examination
    2024-03-29

View on SEC IAPD

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