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Jose Jesus Rocha

Wells Fargo Clearing Services, LLC

Fresno, CA

Watsonville, CA

Gilroy, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-29
  • CA RA
    APPROVED
    Since 2020-10-29

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

1501 Freedom Blvd, Watsonville, CA 95076 • United States

273 E 10Th St, Gilroy, CA 95020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Watsonville CA 03/2020 Present
Wells Fargo Bank, Na Watsonville CA 11/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-29
  • S66 Uniform Combined State Law Examination
    2020-10-29
Other Names
  • Jose J Rocha
  • Jose Rocha
  • Jose Jesus Rocha

View on SEC IAPD

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