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Sarah Roman

Wells Fargo Advisors Financial Network, LLC

Troy, OH

Dublin, OH

Bellefontaine, OH

Minster, OH

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-22
OH RA APPROVED 2020-10-02
  • TX RA
    APPROVED
    Since 2022-11-22
  • OH RA
    APPROVED
    Since 2020-10-02

Branch Locations

51 S Stanfield Rd, Troy, OH 45373 • United States

565 Metro Place S Ste 110 [Satellite], Dublin, OH 43017 • United States

1041 S Main St [Satellite], Bellefontaine, OH 43311 • United States

5 S Main St [Office Of Convenience], Minster, OH 45865 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Troy OH 03/2020 Present
Pulice Construction Inc Scottsdale AZ 07/2019 03/2020
United States Air Force Fairborn OH 07/2018 07/2019
Wright State University Dayton OH 08/2014 04/2018
Knickerbocker Pools And Spas Tipp City OH 04/2017 07/2017
Ohio Entertainment Securtiy Fairborn OH 11/2015 03/2018
  • 03/2020 → Present
    Wells Fargo Advisors Financial Network Llc
    Troy, OH
  • 07/2019 → 03/2020
    Pulice Construction Inc
    Scottsdale, AZ
  • 07/2018 → 07/2019
    United States Air Force
    Fairborn, OH
  • 08/2014 → 04/2018
    Wright State University
    Dayton, OH
  • 04/2017 → 07/2017
    Knickerbocker Pools And Spas
    Tipp City, OH
  • 11/2015 → 03/2018
    Ohio Entertainment Securtiy
    Fairborn, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-23
  • S66 Uniform Combined State Law Examination
    2020-11-23
Other Names
  • Sarah Colvin
  • Sarah Elizabeth Colvin

View on SEC IAPD

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Other Investors

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JASON ANDREW THOMPSON
KAREN ELAINE THOMPSON
JOHN CAMERON PALOTAS
ZACHARY DAVID RICE
Carter B Stueve
Michael Joseph Stueve

Other Offices

EDWARD JONES · TROY, OH
PNC WEALTH MANAGEMENT LLC · TROY, OH
AMERIPRISE FINANCIAL SERVICES, LLC · TROY, OH
AMERIPRISE FINANCIAL SERVICES, LLC · TROY, OH
EDWARD JONES · TROY, OH
STONEX ADVISORS INC. · Troy, OH
OSAIC WEALTH, INC. · TROY, OH
J.P. MORGAN SECURITIES LLC · TROY, OH

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