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Roman Yakubov

Morgan Stanley

Jericho, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-04
NY RA APPROVED 2021-06-16
CT RA APPROVED 2016-07-15
  • TX RA
    APPROVED_RES
    Since 2022-08-04
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2016-07-15

Branch Locations

Two Jericho Plaza, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 07/2016 Present
Morgan Stanley Smith Barney Llc Jericho NY 06/2013 Present
  • 07/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2013 → Present
    Morgan Stanley Smith Barney Llc
    Jericho, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-15
S63 Uniform Securities Agent State Law Examination 2011-11-14
  • S66 Uniform Combined State Law Examination
    2016-07-15
  • S63 Uniform Securities Agent State Law Examination
    2011-11-14

View on SEC IAPD

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FIRST LONG ISLAND INVESTORS, LLC · JERICHO, NY
LPL FINANCIAL LLC · JERICHO, NY
UBS FINANCIAL SERVICES INC. · Jericho, NY
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RBC CAPITAL MARKETS, LLC · JERICHO, NY
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ERNST & YOUNG INVESTMENT ADVISERS LLP · Jericho, NY
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