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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-11-19
  • SC RA
    APPROVED
    Since 2020-11-19

Branch Locations

Hanahan, SC • United States

7301 Rivers Ave. Ste. 230, N. Charleston, SC 29406 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Services Fort Worth TX 03/2020 11/2020
United States Navy Goose Creek SC 09/2009 08/2020
First Command Financial Planning Fort Worth TX 11/2020 Present
First Command Advisory Services Fort Worth TX 11/2020 Present
First Command Insurance Services Fort Worth TX 11/2020 Present
  • 03/2020 → 11/2020
    First Command Financial Services
    Fort Worth, TX
  • 09/2009 → 08/2020
    United States Navy
    Goose Creek, SC
  • 11/2020 → Present
    First Command Financial Planning
    Fort Worth, TX
  • 11/2020 → Present
    Fort Worth, TX
  • 11/2020 → Present
    First Command Insurance Services
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-13
  • S66 Uniform Combined State Law Examination
    2020-11-13

View on SEC IAPD

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