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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-18 |
| TX | RA | APPROVED | 2023-09-05 |
| NY | RA | APPROVED | 2023-07-17 |
Branch Locations
1200 Pittsford Victor Rd Ste 100, Pittsford, NY 14534 • United States
15801 Brixham Hill Ave Ste 100, Charlotte, NC 28277 • United States
Waxhaw, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mendon Golf Club | Mendon | NY | 12/2015 | 08/2017 |
| Forever 21 | Victor | NY | 05/2017 | 08/2017 |
| High Point University | High Point | NC | 08/2016 | 12/2019 |
| Ruda Investment Group/Wells Fargo Advisors | Rochester | NY | 05/2018 | 08/2018 |
| Pizza D's | Mendon | NY | 05/2018 | 01/2019 |
| Survey Research Center-High Point University | High Point | NC | 02/2019 | 04/2019 |
| Genesee Regional Bank | Rochester | NY | 06/2019 | 08/2019 |
| Brighthouse Financial | Charlotte | NC | 02/2020 | 05/2023 |
| Wells Fargo Clearing Services, Llc | Rochester | NY | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-14 |
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