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Mai Capital Management, LLC CRD 109807
$52.1B regulatory AUM 132 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 03/2020 | 06/2024 |
| Lifetime Fitness | Fort Worth | TX | 05/2018 | 10/2018 |
| University Of North Texas | Denton | TX | 08/2017 | 12/2019 |
| Golf Galaxy | Grapevine | TX | 10/2018 | 06/2020 |
| Student | Argyle | TX | 01/2010 | 05/2018 |
| Hilltop Securities | Dallas | TX | 06/2024 | 02/2026 |
| Mai Captial Management Llc | Cleveland | OH | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-13 |
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