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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-31
MO RA APPROVED 2021-01-20
  • TX RA
    APPROVED
    Since 2021-07-31
  • MO RA
    APPROVED
    Since 2021-01-20

Branch Locations

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 03/2020 Present
Equifax Inc St Louis MO 08/2019 02/2020
Mastercard Inc O'FAllon MO 04/2014 02/2019
Unemployed Chesterfield MO 03/2019 07/2019
Bank Of America, N.A. Clayton MO 05/2020 Present
  • 03/2020 → Present
    Clayton, MO
  • 08/2019 → 02/2020
    Equifax Inc
    St Louis, MO
  • 04/2014 → 02/2019
    Mastercard Inc
    O'FAllon, MO
  • 03/2019 → 07/2019
    Unemployed
    Chesterfield, MO
  • 05/2020 → Present
    Bank Of America, N.A.
    Clayton, MO
Other Businesses

I*3267265 Entity Type: Charitable Name of OBA: Viva Brasil STL Address: High Ridge, Missouri, 63049 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/02/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: The Viva Brasil STL is a non-profit organization founded in 2012. We bring the Brazilian culture to St. Louis by sponsoring cultural events and teaching Portuguese. Experience Brazil without leaving St. Louis. Supports board activities, leads committees/programs, and fills open positions. Attend board meetings / Coordinate activities / Lead a committee / Participate in planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-15
  • S66 Uniform Combined State Law Examination
    2021-01-15
Other Names
  • Fabio Estrella Assis

View on SEC IAPD

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