Ashaben Patel

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → 12/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jericho, NY
• 03/2016 → 03/2020
  Sterling National Bank
  Montebello, NY
• 03/2020 → 12/2023
  Bank Of America, N.A.
  Jericho, NY
• 12/2023 → Present
  J.P. Morgan Securities Llc
  Williston Park, NY
• 12/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Williston Park, NY

Previous Registrations

• 2021-10-28 → 2023-12-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  South Hempstead, NY
  Jericho, NY
  Great Neck, NY
  Jericho, NY
  West Hempstead, NY
  South Hempstead, NY
  Melville, NY
  Garden City, NY
• 2021-06-07 → 2021-08-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Great Neck, NY

Exams

• S66 Uniform Combined State Law Examination
  2021-06-04

Other Names

• Asha Patel
• Ashaben Baldevbhai Patel
• Ashaben Patel
• Ashaben J Patel
• Ashaben Jigar Patel