Joshua R Rosa

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-04-04
TX	RA	APPROVED	2023-03-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	03/2020	07/2021
Navy Federal Credit Union	Jacksonville	FL	11/2016	01/2019
Baptist Medical Center	Jacksonville	FL	06/2010	10/2016
Bank Of America N.A.	Jacksonville	FL	01/2019	03/2020
Bank Of America N.A.	Jacksonville	FL	07/2021	01/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	01/2023	Present
Florida State College At Jacksonville	Jacksonville	FL	01/2016	06/2017
Bank Of America, N.A.	Jacksonville	FL	02/2023	Present

03/2020 → 07/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
11/2016 → 01/2019

Navy Federal Credit Union

Jacksonville, FL
06/2010 → 10/2016

Baptist Medical Center

Jacksonville, FL
01/2019 → 03/2020

Bank Of America N.A.

Jacksonville, FL
07/2021 → 01/2023

Bank Of America N.A.

Jacksonville, FL
01/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
01/2016 → 06/2017

Florida State College At Jacksonville

Jacksonville, FL
02/2023 → Present

Bank Of America, N.A.

Jacksonville, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-28

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