Nicholas Scott Tater

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-26
TX	RA	APPROVED	2022-01-13
CO	RA	APPROVED	2021-12-14

Branch Locations

921 Walnut St, Boulder, CO 80302 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boulder	CO	03/2020	Present
12 Degree Brewing	Louisville	CO	05/2018	04/2020
Heritage High School	Littleton	CO	08/2014	05/2018
Colorado Mesa University	Grand Junction	CO	08/2018	09/2021

03/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boulder, CO
05/2018 → 04/2020

12 Degree Brewing

Louisville, CO
08/2014 → 05/2018

Heritage High School

Littleton, CO
08/2018 → 09/2021

Colorado Mesa University

Grand Junction, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-13

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